Job Details

A company is looking for a Head of Investment Products.Key ResponsibilitiesSet the direction for investment products across business and personal offeringsServe as President of the registered investment adviser, ensuring investment strategy and regulatory integrityAct as CEO of the introducing broker-dealer, overseeing governance and brokerage operationsRequired Qualifications12+ years of experience in investment management or wealth management, with leadership experience at an RIAEligibility to serve as president of a registered investment adviser and principal of a broker-dealer, with a Series 24 licenseExperience in trading operations and best-execution responsibilities within an RIA and broker-dealerStrong product mindset with experience in building or scaling investment products in a high-growth environmentDirect experience with SEC and FINRA regulatory requirements and investment platform operations